Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Min Young Choi | 7729044 | 3 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Min Young Choi | 7729044 | 3 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emerson Estuardo Gutierrez de Paz | 7813014 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Mariko Hirano | 7076564 | 1 | 08/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ngai Pham | 4283798 | 1 | 08/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Robert Horney | 7067795 | 1 | 08/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephon Nino Briganti-Ortiz | 7341309 | 1 | 08/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Eberhardt | 6273245 | 1 | 08/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Scott | 7669993 | 1 | 08/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Johnson | 7861104 | 2 | 08/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |