Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kahari Jamal Anderson | 7650454 | 1 | 09/16/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 09/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Lynn Brown | 7813627 | 1 | 09/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Paige Smith | 6568606 | 2 | 09/13/2022 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Oscar Angeles Ocana | 7585039 | 2 | 09/12/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Johnson | 7815020 | 1 | 09/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 09/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashraf Hassan | 6817012 | 1 | 09/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Patrick Roche | 5775861 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Min Young Choi | 7729044 | 3 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |