Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Malana Smith | 7874757 | 2 | 10/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Demesa Bonsol | 5354471 | 1 | 09/28/2022 | Customer Dispute | Denied | $17,809.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 09/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Mathew McClanahan | 4418160 | 1 | 09/27/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 09/25/2022 | Customer Dispute | Denied | $16,996.00 | $0.00 | See FINRA Report |
| Jason Z Gopen | 5981937 | 1 | 09/22/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 09/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Feutz | 4033242 | 2 | 09/21/2022 | Customer Dispute | Settled | $40,673.00 | $0.00 | See FINRA Report |
| Christopher W Morris | 7523223 | 2 | 09/20/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 09/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |