Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrei A Neuhaus | 2386667 | 1 | 05/29/2024 | Customer Dispute | Withdrawn | $14,451.50 | $0.00 | See FINRA Report |
| Marco Galarza | 6123026 | 1 | 05/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian D Vaught | 4640701 | 2 | 05/24/2024 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Joshua Maldonado | 7159503 | 1 | 05/23/2024 | Customer Dispute | Denied | $13,968.00 | $0.00 | See FINRA Report |
| Christopher D Rouns | 7706185 | 4 | 05/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Yoosuk Kim | 6640891 | 2 | 05/13/2024 | Customer Dispute | Denied | $9,014.73 | $0.00 | See FINRA Report |
| Thomas Koscal | 5465477 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hamid Derbani | 6899972 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Raphael Correa | 7453023 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Timothy James Hawkins | 5800637 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |