Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael E Reagan | 4453783 | 2 | 10/28/2022 | Customer Dispute | Denied | $7,428.58 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 10/22/2022 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Mark MacRi | 6941019 | 4 | 10/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan M Barnett | 3021988 | 1 | 10/16/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael L Corcoran | 5907713 | 3 | 10/14/2022 | Customer Dispute | Denied | $31,056.00 | $0.00 | See FINRA Report |
| Ulises Barrera | 6097572 | 2 | 10/04/2022 | Customer Dispute | Denied | $26,634.00 | $0.00 | See FINRA Report |
| Christopher D Rouns | 7706185 | 4 | 10/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reagan Dekeyzer | 5376784 | 1 | 10/03/2022 | Customer Dispute | Settled | $26,115.00 | $0.00 | See FINRA Report |
| Gregory R Bock | 7066416 | 3 | 10/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Fequiere | 7667550 | 1 | 10/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |