Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lyle T Berkson | 2847698 | 1 | 12/15/2022 | Customer Dispute | Denied | $46,712.00 | $0.00 | See FINRA Report |
| Deshavian Devar Williams | 7170330 | 2 | 12/15/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jasdeep Singh Cheema | 5278447 | 1 | 12/14/2022 | Customer Dispute | Settled | $31,862.00 | $0.00 | See FINRA Report |
| Nizar Dhaouadi | 7174535 | 1 | 12/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kamran Mubashar | 5885533 | 1 | 12/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa K Theodosopoulos | 7463174 | 1 | 12/13/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Aman | 6428230 | 1 | 12/12/2022 | Customer Dispute | Denied | $16,022.00 | $0.00 | See FINRA Report |
| Mary A Ross | 1288200 | 2 | 12/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Ayala | 5164159 | 2 | 12/08/2022 | Customer Dispute | Denied | $15,559.00 | $0.00 | See FINRA Report |
| Daniel Moore | 7735574 | 1 | 12/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |