Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nizar Merhi | 7461577 | 2 | 02/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nizar Merhi | 7461577 | 2 | 02/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yosafe A Gola | 6984898 | 2 | 02/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jun Kristofferson | 7623083 | 4 | 02/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamaras Jack | 7888710 | 1 | 02/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Sclafani | 4049392 | 1 | 02/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gonzalez | 7722039 | 4 | 02/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janey Ali Rizvi | 4933101 | 1 | 02/03/2023 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |
| Rebecca Marie Mayers | 6043338 | 1 | 02/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gonzalez | 7722039 | 4 | 02/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |