Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip T Spires | 7772145 | 1 | 03/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Barfoot | 5004513 | 2 | 02/27/2023 | Customer Dispute | Settled | $23,070.90 | $0.00 | See FINRA Report |
| Joel Alexander Clacken | 7664877 | 1 | 02/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lachea Harris | 7669768 | 1 | 02/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephanie Rae Dawson | 7811945 | 3 | 02/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yosafe A Gola | 6984898 | 2 | 02/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donovon Tracy Toomer | 7782763 | 1 | 02/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salima Garone | 7786436 | 2 | 02/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michelle Marie Faris | 7363849 | 2 | 02/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |