Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grant A Williams | 7639333 | 1 | 03/29/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Editshi Rafael Sanchez | 7863235 | 2 | 03/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Nelson | 3185886 | 2 | 03/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Benjamin Donald Beloff | 5892086 | 1 | 03/27/2023 | Customer Dispute | Denied | $9,158.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hunter Tisland | 7736771 | 2 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua J Lowery | 6042539 | 1 | 03/21/2023 | Customer Dispute | Denied | $17,155.00 | $0.00 | See FINRA Report |
| Aubrey Lynne Caldwell | 7780120 | 3 | 03/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald S D'Antoni | 2198548 | 2 | 03/16/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Darren Armetta | 5710662 | 4 | 03/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |