Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sajjad Ahmed | 5640625 | 1 | 07/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nickolas Vega | 7428508 | 1 | 07/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vince Dimaggio | 4524347 | 2 | 07/09/2024 | Customer Dispute | Denied | $38,892.00 | $0.00 | See FINRA Report |
| Christopher D Rouns | 7706185 | 4 | 07/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelsey Rae Litzinger | 5949815 | 3 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kushtrim Veseli | 6410583 | 1 | 06/26/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ian Joseph Stock | 5195617 | 1 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Liliana Glover | 7677820 | 1 | 06/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Phelps | 7530948 | 1 | 06/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiaolong Bu | 7932523 | 1 | 06/01/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |