Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary A Ross | 1288200 | 1 | 12/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Ayala | 5164159 | 2 | 12/08/2022 | Customer Dispute | Denied | $15,559.00 | $0.00 | See FINRA Report |
| Jose A. Aleman | 7037167 | 3 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nickitia Klingerman | 6002179 | 1 | 11/17/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jeremy Patrick Oreilly | 4759399 | 1 | 11/14/2022 | Customer Dispute | Denied | $12,118.00 | $0.00 | See FINRA Report |
| Neal M Garratt | 4555569 | 3 | 11/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Thomas Miller | 5390510 | 2 | 11/04/2022 | Customer Dispute | Denied | $153,265.00 | $0.00 | See FINRA Report |
| Robert Gallego | 7596699 | 1 | 11/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Lino Huerfano | 4104166 | 4 | 10/31/2022 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael E Reagan | 4453783 | 2 | 10/28/2022 | Customer Dispute | Denied | $7,428.58 | $0.00 | See FINRA Report |