Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yannick Mahoro | 7200020 | 1 | 05/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Pamela J McCann | 4685459 | 1 | 05/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Au | 6337320 | 2 | 05/25/2023 | Customer Dispute | Pending | $70,240.00 | $0.00 | See FINRA Report |
| Claudine D Isaac | 7411257 | 1 | 05/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Liza Michelle Sepulveda Ortiz | 7432978 | 2 | 05/18/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rhiannon Kaulitzke | 7026293 | 3 | 05/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Blackwell | 4048114 | 1 | 05/12/2023 | Customer Dispute | Denied | $7,638.00 | $0.00 | See FINRA Report |
| Cynthia A Hernandez | 2697986 | 2 | 05/09/2023 | Customer Dispute | Denied | $27,631.00 | $0.00 | See FINRA Report |
| Herman Joseph Fehrle | 6266049 | 1 | 05/08/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Rhiannon Kaulitzke | 7026293 | 3 | 05/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |