Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Kleinle | 2472261 | 3 | 06/26/2023 | Customer Dispute | Denied | $84,000.00 | $0.00 | See FINRA Report |
| Gabrielle David | 7869748 | 5 | 06/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lambros C Konstantellos | 4667315 | 1 | 06/21/2023 | Customer Dispute | Denied | $8,200.00 | $0.00 | See FINRA Report |
| Hector A Sansores | 7393548 | 1 | 06/21/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 06/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 06/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Baxter | 7716020 | 5 | 06/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jun Kristofferson | 7623083 | 4 | 06/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Arlene Heiden | 5715088 | 1 | 05/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 05/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |