Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Johnson | 7861104 | 2 | 07/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Julia M Plessinger | 4556644 | 1 | 07/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ihab Elibiary | 5675689 | 1 | 07/20/2023 | Customer Dispute | Pending | $49,051.00 | $0.00 | See FINRA Report |
| Kemah Nimakia Duopu | 6871629 | 2 | 07/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Morel | 6824516 | 7 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Louis Reinstein | 2516822 | 1 | 07/06/2023 | Customer Dispute | Pending | $2,600,000.00 | $0.00 | See FINRA Report |
| Christopher Wade Heisler | 6368862 | 3 | 07/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Wade Heisler | 6368862 | 3 | 07/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Carl Hartzell | 7034484 | 1 | 07/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |