Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Loya | 7514022 | 1 | 08/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Guerrero | 5590561 | 2 | 08/03/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Editshi Rafael Sanchez | 7863235 | 2 | 08/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Andrew Segal | 1738148 | 1 | 07/31/2023 | Customer Dispute | Denied | $12,250.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 07/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 07/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 07/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 07/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor Carrizal | 5378388 | 1 | 07/26/2023 | Customer Dispute | Settled | $37,036.00 | $0.00 | See FINRA Report |
| Janette Lopez | 7511862 | 1 | 07/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |