Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan I Linden | 5217379 | 1 | 08/22/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Garrett Tognozzi | 5657190 | 1 | 08/18/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Karina Fridman | 4935746 | 2 | 08/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Henderson | 7072736 | 1 | 08/15/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kayla Smith | 7470328 | 1 | 08/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick A Murga | 4997085 | 2 | 08/10/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Matthew C Barcia | 5235505 | 2 | 08/10/2023 | Customer Dispute | Denied | $9,309.00 | $0.00 | See FINRA Report |
| Matthew C Barcia | 5235505 | 2 | 08/10/2023 | Customer Dispute | Denied | $9,360.00 | $0.00 | See FINRA Report |
| Anthony T Bui | 5803348 | 1 | 08/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Kostecki | 5049968 | 1 | 08/08/2023 | Customer Dispute | Denied | $6,079.07 | $0.00 | See FINRA Report |