Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richel Luardo Yanez | 6778614 | 1 | 09/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabrielle David | 7869748 | 5 | 09/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabrielle David | 7869748 | 5 | 09/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sam C Schoner | 1928356 | 3 | 09/12/2023 | Customer Dispute | Settled | $7,498,470.00 | $0.00 | See FINRA Report |
| Flora Javaherian | 6655013 | 2 | 09/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shana Mohsen | 5830701 | 1 | 09/08/2023 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Timothy Houston Snow | 6030264 | 1 | 09/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Au | 6337320 | 2 | 09/06/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Karina Fridman | 4935746 | 2 | 09/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Koy | 6264754 | 1 | 08/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |