Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Thomas Baxter | 7716020 | 5 | 10/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bill A Dillon | 5710769 | 1 | 10/09/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel J Curtin | 2213788 | 1 | 10/06/2023 | Customer Dispute | Denied | $40,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lee | 4080774 | 6 | 10/06/2023 | Customer Dispute | Denied | $40,000,000.00 | $0.00 | See FINRA Report |
| Stephan Hwang | 6639441 | 1 | 10/06/2023 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John B Beggans | 2736874 | 1 | 10/06/2023 | Customer Dispute | Denied | $40,000,000.00 | $0.00 | See FINRA Report |
| Amanda K Cummings | 5730625 | 2 | 10/04/2023 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Michael J Maglio | 5589158 | 2 | 10/03/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cortland Haynes | 7661428 | 1 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Daniel Mumau | 7077892 | 1 | 09/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |