Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve S Schulman | 4061535 | 6 | 03/14/2003 | Customer Dispute | Withdrawn | $11,163.20 | $0.00 | See FINRA Report |
| Ernest Albert Newman | 2850881 | 5 | 05/21/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Louis T Dong | 2813204 | 2 | 10/10/2000 | Customer Dispute | Withdrawn | $56,000.00 | $0.00 | See FINRA Report |
| Roy N Apple | 1553986 | 4 | 04/10/2000 | Customer Dispute | Withdrawn | $3,000,000.00 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 10/06/1999 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 7 | 05/04/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Sofia T Manashirov | 2713958 | 3 | 09/23/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |