Potomac Analytics' Logo

FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 21-30 out of 39 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rodrigo Blanco Creixell4459489103/12/2010Customer DisputeWithdrawn$5,000.00$0.00See FINRA Report
Frederick J Ansman2059948608/13/2009Customer DisputeWithdrawn$16,299.00$0.00See FINRA Report
Jeffery D Keefer1290782206/23/2009Customer DisputeWithdrawn$8,000.00$0.00See FINRA Report
Joseph P Meade4491121410/09/2008Customer DisputeWithdrawn$34,678.40$0.00See FINRA Report
Robert Holland1404167203/12/2008Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Raymond Edward Powers2786076102/29/2008Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Hugh Reilly1696419106/24/2006Customer DisputeWithdrawn$250,000.00$0.00See FINRA Report
Kent Paikan Huang4546061306/14/2006Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Edward Rice726550106/12/2006Customer DisputeWithdrawn$46,000.00$0.00See FINRA Report
Thomas Lowell1031242204/02/2006Customer DisputeWithdrawn$1,700,000.00$0.00See FINRA Report

39 Results

Display: