Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery D Keefer | 1290782 | 2 | 06/23/2009 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 10/09/2008 | Customer Dispute | Withdrawn | $34,678.40 | $0.00 | See FINRA Report |
| Robert Holland | 1404167 | 2 | 03/12/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Raymond Edward Powers | 2786076 | 1 | 02/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bert R Haspel | 1373394 | 2 | 08/02/2006 | Customer Dispute | Withdrawn | $9,518.76 | $0.00 | See FINRA Report |
| Hugh Michael Reilly | 1696419 | 1 | 06/24/2006 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Kent Paikan Huang | 4546061 | 3 | 06/14/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Lowell | 1031242 | 2 | 04/02/2006 | Customer Dispute | Withdrawn | $1,700,000.00 | $0.00 | See FINRA Report |
| Benjamin W. Goldhammer | 4523328 | 2 | 07/13/2004 | Customer Dispute | Withdrawn | $12,636.10 | $0.00 | See FINRA Report |
| Brian R Estocapio | 4376383 | 2 | 12/08/2003 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |