Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rodrigo Blanco Creixell | 4459489 | 1 | 03/12/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
Frederick J Ansman | 2059948 | 6 | 08/13/2009 | Customer Dispute | Withdrawn | $16,299.00 | $0.00 | See FINRA Report |
Jeffery D Keefer | 1290782 | 2 | 06/23/2009 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
Joseph P Meade | 4491121 | 4 | 10/09/2008 | Customer Dispute | Withdrawn | $34,678.40 | $0.00 | See FINRA Report |
Robert Holland | 1404167 | 2 | 03/12/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Raymond Edward Powers | 2786076 | 1 | 02/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Hugh Reilly | 1696419 | 1 | 06/24/2006 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
Kent Paikan Huang | 4546061 | 3 | 06/14/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Edward Rice | 726550 | 1 | 06/12/2006 | Customer Dispute | Withdrawn | $46,000.00 | $0.00 | See FINRA Report |
Thomas Lowell | 1031242 | 2 | 04/02/2006 | Customer Dispute | Withdrawn | $1,700,000.00 | $0.00 | See FINRA Report |