Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexandra Z Bartonik | 4295056 | 3 | 06/20/2014 | Customer Dispute | Withdrawn | $19,355.60 | $0.00 | See FINRA Report |
| Michael D. Zick | 2466419 | 2 | 04/10/2014 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 03/28/2014 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Shukri Dayeh | 5250207 | 2 | 08/12/2013 | Customer Dispute | Withdrawn | $10,400.00 | $0.00 | See FINRA Report |
| William B Harris | 5058734 | 1 | 03/13/2013 | Customer Dispute | Withdrawn | $9,900.00 | $0.00 | See FINRA Report |
| George J Curtin | 4670939 | 2 | 05/21/2012 | Customer Dispute | Withdrawn | $7,000.00 | $0.00 | See FINRA Report |
| Hans Michael Keden | 1535424 | 1 | 05/11/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian William McDonald | 1670019 | 1 | 07/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Blanco Creixell | 4459489 | 1 | 03/12/2010 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Frederick J Ansman | 2059948 | 6 | 08/13/2009 | Customer Dispute | Withdrawn | $16,299.00 | $0.00 | See FINRA Report |