Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheick Omar Ouedraogo | 5784929 | 1 | 03/28/2016 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Tequilla T Swan | 3052756 | 4 | 02/24/2016 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Leland Mindnich | 6113336 | 1 | 02/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Pallitto | 5029533 | 1 | 02/01/2016 | Customer Dispute | Settled | $55,605.50 | $0.00 | See FINRA Report |
| William H Desser | 1496152 | 6 | 01/27/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ryan J Stewart | 4700072 | 1 | 01/27/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joanna Espasas | 5163739 | 1 | 12/21/2015 | Customer Dispute | Settled | $1,173,870.00 | $0.00 | See FINRA Report |
| Julio E Barros | 5436263 | 2 | 11/25/2015 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Michael John Brady | 4988099 | 2 | 09/30/2015 | Customer Dispute | Settled | $7,705.94 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 09/21/2015 | Customer Dispute | Settled | $1,426,000.00 | $0.00 | See FINRA Report |