Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erwel M Manlapid | 5229212 | 2 | 02/14/2017 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Laura Lee Hanson Virginia | 1121184 | 4 | 02/09/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Denise Brady | 1974852 | 1 | 02/02/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Frank Paul Brigati | 4457445 | 1 | 01/04/2017 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Juan Pedro Freitas | 5454027 | 2 | 08/31/2016 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 07/26/2016 | Customer Dispute | Settled | $586,481.00 | $0.00 | See FINRA Report |
| Darren Anthony Chia | 5361712 | 1 | 06/28/2016 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Charmaine Chow | 5044078 | 1 | 06/15/2016 | Customer Dispute | Settled | $6,386.84 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 06/10/2016 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| Jesus Fomperosa | 5872111 | 1 | 05/09/2016 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |