Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandi L Restle | 3039586 | 1 | 10/08/2019 | Customer Dispute | Settled | $8,498,180.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 06/05/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 06/03/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Susan M Vanspybrook | 4670716 | 1 | 03/27/2019 | Customer Dispute | Settled | $217,136.00 | $0.00 | See FINRA Report |
| John M Hernandez | 3140900 | 5 | 01/11/2019 | Customer Dispute | Settled | $9,593.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 11/19/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Anthony Robert Anzalone | 2238602 | 4 | 09/07/2018 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Phillip Garret Walling | 5766905 | 1 | 07/02/2018 | Customer Dispute | Settled | $6,005.00 | $0.00 | See FINRA Report |
| Zachary Calahan | 6266012 | 1 | 05/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan C Garcia | 5756787 | 2 | 05/11/2018 | Customer Dispute | Settled | $122,942.00 | $0.00 | See FINRA Report |