Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Daniel Karstaedt | 2206122 | 2 | 01/25/2001 | Customer Dispute | Settled | $43,063.00 | $0.00 | See FINRA Report |
| Townsend C Smith | 1738244 | 1 | 10/02/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael C Lyons | 2902117 | 4 | 06/29/2000 | Customer Dispute | Settled | $24,655.50 | $0.00 | See FINRA Report |
| John J Morton | 2591696 | 1 | 06/27/2000 | Customer Dispute | Settled | $25,099.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 04/25/2000 | Customer Dispute | Settled | $8,250.00 | $0.00 | See FINRA Report |
| David Falk | 2185870 | 1 | 01/28/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David Kritzer | 2458968 | 2 | 10/21/1999 | Customer Dispute | Settled | $6,023.44 | $0.00 | See FINRA Report |
| David Kritzer | 2458968 | 2 | 10/21/1999 | Customer Dispute | Settled | $6,023.44 | $0.00 | See FINRA Report |
| Susan Nichole Wallace | 2953105 | 3 | 09/13/1999 | Customer Dispute | Settled | $6,300.00 | $0.00 | See FINRA Report |
| Renee Marone | 2064322 | 3 | 08/27/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |