Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman J Lang | 1041713 | 2 | 08/10/2001 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Elizabeth Lailer | 2941811 | 1 | 07/01/2001 | Customer Dispute | Settled | $65,517.90 | $0.00 | See FINRA Report |
| Mark A Knight | 2388650 | 2 | 06/26/2001 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Dane E Brown | 2110997 | 2 | 06/21/2001 | Customer Dispute | Settled | $15,428.30 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 06/11/2001 | Customer Dispute | Settled | $7,100.00 | $0.00 | See FINRA Report |
| Joseph Marrocco | 1811952 | 3 | 05/02/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Blake Bertea | 2412817 | 2 | 04/12/2001 | Customer Dispute | Settled | $549,614.00 | $0.00 | See FINRA Report |
| Daniel Michael McCarron | 2329945 | 2 | 03/09/2001 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| William H Desser | 1496152 | 6 | 03/02/2001 | Customer Dispute | Settled | $47,502.00 | $0.00 | See FINRA Report |
| Travis R Carnes | 3108808 | 2 | 02/23/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |