Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Frederick Girardeau | 3076427 | 4 | 05/23/2002 | Customer Dispute | Settled | $5,437.99 | $0.00 | See FINRA Report |
| Matthew Farrier | 4032487 | 1 | 05/15/2002 | Customer Dispute | Settled | $5,435.00 | $0.00 | See FINRA Report |
| Gil Lipaz | 2717926 | 1 | 04/28/2002 | Customer Dispute | Settled | $68,888.80 | $0.00 | See FINRA Report |
| David Allen Council | 2290193 | 2 | 03/12/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 01/25/2002 | Customer Dispute | Settled | $61,183.30 | $0.00 | See FINRA Report |
| Brian Hafley | 3140003 | 2 | 01/11/2002 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| David Kaplan | 2145644 | 1 | 12/03/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 11/29/2001 | Customer Dispute | Settled | $10,233.70 | $0.00 | See FINRA Report |
| Frederick J Ansman | 2059948 | 6 | 11/16/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy M Leonard | 1935195 | 3 | 10/19/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |