Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas M Banks | 3027827 | 2 | 12/17/2002 | Customer Dispute | Settled | $6,200.00 | $0.00 | See FINRA Report |
| Aleksandra Kulmaticki | 2525746 | 3 | 11/06/2002 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 10/31/2002 | Customer Dispute | Settled | $414,000.00 | $0.00 | See FINRA Report |
| James E Foote | 2179162 | 2 | 08/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron J Brandes | 2636954 | 4 | 08/13/2002 | Customer Dispute | Settled | $32,764.90 | $0.00 | See FINRA Report |
| Damon B Abshire | 3151320 | 2 | 07/30/2002 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Roy M Leonard | 1935195 | 3 | 07/03/2002 | Customer Dispute | Settled | $161,190.00 | $0.00 | See FINRA Report |
| Blake Bertea | 2412817 | 2 | 06/12/2002 | Customer Dispute | Settled | $2,100,000.00 | $0.00 | See FINRA Report |
| Joseph J Lopresti | 2285670 | 1 | 06/04/2002 | Customer Dispute | Settled | $11,200,000.00 | $0.00 | See FINRA Report |
| Michael Starr | 2379516 | 1 | 06/04/2002 | Customer Dispute | Settled | $11,200,000.00 | $0.00 | See FINRA Report |