Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael S Roberts | 4275004 | 1 | 11/11/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 10/28/2003 | Customer Dispute | Settled | $6,727.29 | $0.00 | See FINRA Report |
| Philomena T Lafata | 3195528 | 1 | 10/09/2003 | Customer Dispute | Settled | $3,078.94 | $0.00 | See FINRA Report |
| Adam Shane Bogan | 2922113 | 1 | 07/25/2003 | Customer Dispute | Settled | $120,320.00 | $0.00 | See FINRA Report |
| Gemma F Sanchez | 2741588 | 4 | 07/18/2003 | Customer Dispute | Settled | $23,250.00 | $0.00 | See FINRA Report |
| Gemma F Sanchez | 2741588 | 4 | 07/17/2003 | Customer Dispute | Settled | $9,645.83 | $0.00 | See FINRA Report |
| Randy W Potter | 3234812 | 1 | 06/20/2003 | Customer Dispute | Settled | $6,887.37 | $0.00 | See FINRA Report |
| David Lee Rowe | 1010502 | 4 | 06/19/2003 | Customer Dispute | Settled | $73,425.10 | $0.00 | See FINRA Report |
| Robert S Holman | 2883403 | 1 | 06/11/2003 | Customer Dispute | Settled | $775,000.00 | $0.00 | See FINRA Report |
| Dewey A Harrison | 1968297 | 2 | 03/10/2003 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |