Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cohen Reagan | 2434620 | 2 | 07/16/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Vince Dimaggio | 4524347 | 2 | 07/14/2004 | Customer Dispute | Settled | $8,370.44 | $0.00 | See FINRA Report |
| James F Buckley | 34504 | 2 | 06/18/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| L James Marco | 2889028 | 1 | 06/09/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen R Witt | 1322030 | 4 | 05/27/2004 | Customer Dispute | Settled | $17,087.80 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 04/16/2004 | Customer Dispute | Settled | $133,695.00 | $0.00 | See FINRA Report |
| Lisa M Forsythe | 2170378 | 2 | 01/05/2004 | Customer Dispute | Settled | $182,000.00 | $0.00 | See FINRA Report |
| Amaury de Parcevaux | 2771403 | 1 | 12/23/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Diaco | 4221629 | 1 | 11/21/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Martin K Melnik | 2856949 | 2 | 11/17/2003 | Customer Dispute | Settled | $10,988.00 | $0.00 | See FINRA Report |