Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Halfon | 2822439 | 3 | 04/11/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kent Paikan Huang | 4546061 | 3 | 03/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John J Brady | 2293537 | 3 | 11/15/2004 | Customer Dispute | Settled | $82,537.60 | $0.00 | See FINRA Report |
| Ed H Karam | 4359337 | 4 | 10/08/2004 | Customer Dispute | Settled | $19,737.90 | $0.00 | See FINRA Report |
| Neil E Cunningham | 2588213 | 2 | 09/30/2004 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| William Anthony Ryan | 2305839 | 1 | 08/04/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis R Carnes | 3108808 | 2 | 08/03/2004 | Customer Dispute | Settled | $125,664.00 | $0.00 | See FINRA Report |
| Phyllis Helene Levario | 3047739 | 1 | 07/30/2004 | Customer Dispute | Settled | $48,375.80 | $0.00 | See FINRA Report |
| Robert Jeffrey Shoup | 1970625 | 1 | 07/28/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tequilla T Swan | 3052756 | 4 | 07/19/2004 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |