Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Milagritos Cecilia Sosna | 4230499 | 1 | 05/02/2006 | Customer Dispute | Settled | $6,432.20 | $0.00 | See FINRA Report |
| Nicolas Rosello | 2822152 | 1 | 03/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark G Baumgarten | 2835171 | 2 | 02/27/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin C Ashkinos | 4554714 | 5 | 12/08/2005 | Customer Dispute | Settled | $5,840.61 | $0.00 | See FINRA Report |
| Benjamin C Ashkinos | 4554714 | 5 | 12/08/2005 | Customer Dispute | Settled | $7,608.78 | $0.00 | See FINRA Report |
| Kurt Sylvia | 1966373 | 3 | 12/02/2005 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| David Lee Rowe | 1010502 | 4 | 11/30/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Holup | 1283806 | 2 | 10/17/2005 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Robert F Gipson | 2779085 | 1 | 09/08/2005 | Customer Dispute | Settled | $5,354.28 | $0.00 | See FINRA Report |
| John J Mangini | 2273167 | 2 | 07/20/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |