Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sam L Friday | 2985459 | 1 | 12/08/2006 | Customer Dispute | Settled | $459.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 10/20/2006 | Customer Dispute | Settled | $1,554,960.00 | $0.00 | See FINRA Report |
| Frederick J Ansman | 2059948 | 6 | 10/16/2006 | Customer Dispute | Settled | $7,256.58 | $0.00 | See FINRA Report |
| Michael L Proctor | 2619394 | 1 | 10/04/2006 | Customer Dispute | Settled | $4,960.00 | $0.00 | See FINRA Report |
| John Dacey | 1856487 | 1 | 10/02/2006 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Aleksandra Kulmaticki | 2525746 | 3 | 09/25/2006 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Daniel K Roh | 2189988 | 4 | 09/11/2006 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Daniel Benati | 2684203 | 2 | 06/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ali Azeez | 1409544 | 2 | 06/20/2006 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Frederick J Ansman | 2059948 | 6 | 05/11/2006 | Customer Dispute | Settled | $3,456.00 | $0.00 | See FINRA Report |