Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Bellavia | 2145440 | 6 | 07/11/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexandra Serman | 2884414 | 5 | 06/26/2007 | Customer Dispute | Settled | $10,007.50 | $0.00 | See FINRA Report |
| Joseph Minaudo | 4406030 | 3 | 06/14/2007 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Justin Dembo | 2555560 | 4 | 05/30/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark E Lucas | 3153315 | 3 | 05/16/2007 | Customer Dispute | Settled | $6,400.00 | $0.00 | See FINRA Report |
| Gretchen Stranch-Cote | 4153082 | 1 | 04/30/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Allen Council | 2290193 | 2 | 04/12/2007 | Customer Dispute | Settled | $8,783.00 | $0.00 | See FINRA Report |
| James J Sorley | 4033305 | 1 | 02/08/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Franz A Warren | 2465372 | 3 | 01/23/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn Lu | 3072213 | 1 | 12/08/2006 | Customer Dispute | Settled | $133,134.00 | $0.00 | See FINRA Report |