Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor T Wojtowicz | 1459010 | 2 | 01/04/2008 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Virgilio Rt Gagalang | 4639218 | 1 | 11/12/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Steven Fried | 4472772 | 4 | 10/12/2007 | Customer Dispute | Settled | $32,506.40 | $0.00 | See FINRA Report |
| Nicholas Brown | 4785609 | 2 | 10/05/2007 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| John G Schumacher | 2250806 | 2 | 09/21/2007 | Customer Dispute | Settled | $12,413.00 | $0.00 | See FINRA Report |
| Benjamin C Ashkinos | 4554714 | 5 | 09/21/2007 | Customer Dispute | Settled | $76,860.70 | $0.00 | See FINRA Report |
| Pedro M Espejo | 3236498 | 1 | 09/10/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Drew A Bailey | 5128006 | 1 | 08/31/2007 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| John G Schumacher | 2250806 | 2 | 08/20/2007 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Oskar Agaronov | 4819383 | 4 | 07/27/2007 | Customer Dispute | Settled | $7,020.00 | $0.00 | See FINRA Report |