Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa M Forsythe | 2170378 | 2 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Bishara | 2398429 | 1 | 03/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Edwards Dimilia | 4763743 | 2 | 03/28/2008 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Aleksandra Kulmaticki | 2525746 | 3 | 03/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bassam Edlebi | 2551993 | 1 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert James Eschweiler | 4716239 | 3 | 03/26/2008 | Customer Dispute | Settled | $4,450,000.00 | $0.00 | See FINRA Report |
| Jason Appe | 3149319 | 1 | 03/26/2008 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Vincent Serso | 3102567 | 4 | 03/20/2008 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| John Varghese Cholankeril | 2743598 | 8 | 03/20/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ed Wentzheimer | 4444530 | 2 | 03/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |