Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Scott Brown | 2320588 | 2 | 04/21/2008 | Customer Dispute | Settled | $236,733.00 | $0.00 | See FINRA Report |
| Michael D Zick | 2466419 | 2 | 04/20/2008 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 04/18/2008 | Customer Dispute | Settled | $1,550,000.00 | $0.00 | See FINRA Report |
| John J Mangini | 2273167 | 2 | 04/11/2008 | Customer Dispute | Settled | $9,166.90 | $0.00 | See FINRA Report |
| Brad Aaron Thompson | 2804298 | 3 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Serso | 3102567 | 4 | 04/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Kolker | 1220600 | 3 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert James Eschweiler | 4716239 | 3 | 04/02/2008 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jack Roland von Maur | 1997670 | 1 | 04/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sherre Barber | 2340921 | 3 | 04/01/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |