Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chandler Todd Altman | 6823927 | 1 | 06/16/2022 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Michael Bernardin Martineau | 4475490 | 1 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nelle P Miller | 4590361 | 1 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Hansen Barker | 4702518 | 2 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Javier Rojo | 6151164 | 1 | 05/15/2022 | Customer Dispute | Settled | $78,467.70 | $0.00 | See FINRA Report |
| Rodney Kenneth Jones | 4967382 | 1 | 03/25/2022 | Customer Dispute | Settled | $33,948.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 03/14/2022 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Michael J McCluskey | 4593650 | 1 | 02/28/2022 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Samuel Alexander Post | 6340554 | 1 | 02/16/2022 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Cosmin Cotet | 6740826 | 1 | 02/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |