Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lee | 4950921 | 1 | 05/13/2020 | Customer Dispute | Settled | $12,722.00 | $0.00 | See FINRA Report |
| Elizabeth E. Rahn | 4496189 | 1 | 04/25/2020 | Customer Dispute | Settled | $15,863.00 | $0.00 | See FINRA Report |
| James Barrett | 6040059 | 1 | 04/06/2020 | Customer Dispute | Settled | $19,587.00 | $0.00 | See FINRA Report |
| Raymond P Walsh | 1895766 | 3 | 04/01/2020 | Customer Dispute | Settled | $17,001.00 | $0.00 | See FINRA Report |
| Mathew Tong | 5015156 | 1 | 03/27/2020 | Customer Dispute | Settled | $43,770.00 | $0.00 | See FINRA Report |
| Todd Morgan | 4918959 | 1 | 03/25/2020 | Customer Dispute | Settled | $9,563.00 | $0.00 | See FINRA Report |
| Joseph Philip Tartaglini | 4963465 | 1 | 03/20/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cynthia Hwang | 7054374 | 1 | 03/16/2020 | Customer Dispute | Settled | $17,378.00 | $0.00 | See FINRA Report |
| Dan Csuma | 1986466 | 1 | 03/09/2020 | Customer Dispute | Settled | $28,369.00 | $0.00 | See FINRA Report |
| Sandra Ramos | 2638349 | 1 | 10/10/2019 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |