Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason A Perlman | 2869112 | 1 | 05/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Ross Kristiansen | 2458525 | 1 | 05/06/2008 | Customer Dispute | Settled | $338,298.00 | $0.00 | See FINRA Report |
| Jess Crespi | 3267800 | 1 | 05/06/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ricardo Jose Medina | 4827646 | 1 | 05/01/2008 | Customer Dispute | Settled | $50,925.00 | $0.00 | See FINRA Report |
| James Kevin Dempsey | 2417256 | 1 | 04/30/2008 | Customer Dispute | Settled | $301.81 | $0.00 | See FINRA Report |
| David Guthrie | 4844116 | 2 | 04/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Valerie V Bozich | 4216191 | 2 | 04/25/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Brian Scott Brown | 2320588 | 2 | 04/24/2008 | Customer Dispute | Settled | $213,167.00 | $0.00 | See FINRA Report |
| Raymond Destasio | 3245579 | 2 | 04/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jennifer Green | 2500050 | 2 | 04/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |