Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron J Brandes | 2636954 | 4 | 10/31/2008 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Jason N Anthony | 2714045 | 1 | 10/24/2008 | Customer Dispute | Settled | $15,970.60 | $0.00 | See FINRA Report |
| Morris Murciano | 2791429 | 2 | 10/23/2008 | Customer Dispute | Settled | $40,600.00 | $0.00 | See FINRA Report |
| Lisa Marie Block | 4580746 | 6 | 10/15/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Carrie Lynne French | 4297479 | 2 | 10/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Gilmer | 2991134 | 2 | 10/14/2008 | Customer Dispute | Settled | $9,100.00 | $0.00 | See FINRA Report |
| Craig A Foster | 2426050 | 2 | 10/14/2008 | Customer Dispute | Settled | $6,679.32 | $0.00 | See FINRA Report |
| Paula E Gandy | 1414734 | 2 | 10/06/2008 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Colin Chandler | 5183064 | 1 | 09/29/2008 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Daniel MacHado | 4996369 | 1 | 09/27/2008 | Customer Dispute | Settled | $200,080.00 | $0.00 | See FINRA Report |