Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert V Mendoza | 2888868 | 1 | 02/25/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Bradley Hamlin | 2279808 | 3 | 02/23/2009 | Customer Dispute | Settled | $14,827.10 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 02/19/2009 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Adam Linn Park | 4864293 | 2 | 01/09/2009 | Customer Dispute | Settled | $18,810.80 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 01/07/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott C Holzer | 2878878 | 3 | 01/07/2009 | Customer Dispute | Settled | $2,700,000.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 01/05/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bradley E Wheeler | 2693022 | 1 | 12/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael John Look | 4185211 | 1 | 12/23/2008 | Customer Dispute | Settled | $13,585.00 | $0.00 | See FINRA Report |
| Ryan E Boyle | 4906692 | 1 | 12/13/2008 | Customer Dispute | Settled | $6,263.75 | $0.00 | See FINRA Report |