Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dorothy J Dembowski | 4902585 | 1 | 05/07/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 04/29/2009 | Customer Dispute | Settled | $166,938.00 | $0.00 | See FINRA Report |
| Salisa Ranae Roberts | 2734290 | 1 | 04/24/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 04/23/2009 | Customer Dispute | Settled | $22,740.00 | $0.00 | See FINRA Report |
| Niki D Sands | 1184696 | 1 | 04/22/2009 | Customer Dispute | Settled | $6,539,390.00 | $0.00 | See FINRA Report |
| Jeffrey McMahon | 2278578 | 1 | 04/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Sylvia | 1966373 | 3 | 03/31/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John M Polovick | 2034521 | 1 | 03/25/2009 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Steve S Schulman | 4061535 | 6 | 03/17/2009 | Customer Dispute | Settled | $24,370.60 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 02/26/2009 | Customer Dispute | Settled | $514,000.00 | $0.00 | See FINRA Report |