Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harvey R Boshart | 4259642 | 1 | 06/22/2009 | Customer Dispute | Settled | $7,119.02 | $0.00 | See FINRA Report |
| Richard Jason Dupont | 4256371 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Brian Holland | 3186729 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Beach | 2239739 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin F Douglas | 2160517 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin F Douglas | 2160517 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin F Douglas | 2160517 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick Joseph Schultz | 1987284 | 3 | 06/05/2009 | Customer Dispute | Settled | $245,000.00 | $0.00 | See FINRA Report |
| Mark G Baumgarten | 2835171 | 2 | 05/18/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Lisa Marie Block | 4580746 | 6 | 05/12/2009 | Customer Dispute | Settled | $13,336.00 | $0.00 | See FINRA Report |