Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey M Forbes | 5866825 | 1 | 03/15/2023 | Customer Dispute | Settled | $38,325.20 | $0.00 | See FINRA Report |
| Eric Deneau | 6571534 | 2 | 03/15/2023 | Customer Dispute | Settled | $7,694.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 03/10/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Barfoot | 5004513 | 2 | 02/27/2023 | Customer Dispute | Settled | $23,070.90 | $0.00 | See FINRA Report |
| Joseph Anthony Sheperis | 5812377 | 1 | 01/11/2023 | Customer Dispute | Settled | $43,746.00 | $0.00 | See FINRA Report |
| Jasdeep Singh Cheema | 5278447 | 1 | 12/14/2022 | Customer Dispute | Settled | $31,862.00 | $0.00 | See FINRA Report |
| Reagan Dekeyzer | 5376784 | 1 | 10/03/2022 | Customer Dispute | Settled | $26,115.00 | $0.00 | See FINRA Report |
| Alan Feutz | 4033242 | 2 | 09/21/2022 | Customer Dispute | Settled | $40,673.00 | $0.00 | See FINRA Report |
| Michael W Marks | 2510771 | 1 | 08/22/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alexander V Kondur | 4711077 | 1 | 07/28/2022 | Customer Dispute | Settled | $12,785.70 | $0.00 | See FINRA Report |