Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tom Wallack | 1609018 | 3 | 12/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sandro M. Olivos | 3228574 | 1 | 07/01/2021 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Kevin Yoosuk Kim | 6640891 | 1 | 05/07/2021 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Michael Stocksick | 5116031 | 1 | 02/17/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James W. Salter | 4156192 | 1 | 12/14/2020 | Customer Dispute | Settled | $2,126,000.00 | $0.00 | See FINRA Report |
| Gregory O. de Castro | 5910832 | 1 | 11/24/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Armani Miller | 6869458 | 1 | 11/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brandon T. Whaley | 6091906 | 2 | 09/20/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Isaac Chan | 3040785 | 2 | 09/09/2020 | Customer Dispute | Settled | $19,340.00 | $0.00 | See FINRA Report |
| Jeff N Carel | 4935789 | 2 | 08/18/2020 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |