Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vassilios Bill Grous | 1406887 | 3 | 10/21/2009 | Customer Dispute | Settled | $2,772,140.00 | $0.00 | See FINRA Report |
| Steven Grill | 1669936 | 1 | 10/21/2009 | Customer Dispute | Settled | $2,772,140.00 | $0.00 | See FINRA Report |
| Torren Joseph Szuluk | 2591052 | 4 | 10/20/2009 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Laura Lee Hanson Virginia | 1121184 | 4 | 10/16/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| George R Yezbak | 4332852 | 1 | 09/28/2009 | Customer Dispute | Settled | $1,045,010.00 | $0.00 | See FINRA Report |
| Ryan Leiby | 3092356 | 1 | 09/25/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 09/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher C Millard | 4853105 | 2 | 08/03/2009 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See FINRA Report |
| Lisa Marie Block | 4580746 | 6 | 07/21/2009 | Customer Dispute | Settled | $279,106.00 | $0.00 | See FINRA Report |
| Todd V Holden | 4918891 | 2 | 06/29/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |