Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Kolker | 1220600 | 3 | 02/22/2010 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Chad Michael Markham | 4783044 | 1 | 02/22/2010 | Customer Dispute | Settled | $151,904.00 | $0.00 | See FINRA Report |
| David K Lee | 5295244 | 1 | 02/04/2010 | Customer Dispute | Settled | $8,600.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 02/02/2010 | Customer Dispute | Settled | $113,750.00 | $0.00 | See FINRA Report |
| Daniel Y Kim | 3066630 | 2 | 02/01/2010 | Customer Dispute | Settled | $131,282.00 | $0.00 | See FINRA Report |
| Temur Dranker | 4921182 | 4 | 01/27/2010 | Customer Dispute | Settled | $143,000.00 | $0.00 | See FINRA Report |
| Kevin Scott Monaco | 1747895 | 3 | 01/14/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 01/11/2010 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 12/09/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Benjamin W Goldhammer | 4523328 | 2 | 10/29/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |