Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominique Callan | 4257907 | 4 | 09/23/2010 | Customer Dispute | Settled | $105,298.00 | $0.00 | See FINRA Report |
| Elzbieta A Piatek | 3172883 | 1 | 09/23/2010 | Customer Dispute | Settled | $105,298.00 | $0.00 | See FINRA Report |
| Jimmy Jones Fox | 4647208 | 3 | 08/27/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Sam C Schoner | 1928356 | 3 | 08/16/2010 | Customer Dispute | Settled | $351,136.00 | $0.00 | See FINRA Report |
| Daniel Parsons | 5697469 | 1 | 08/10/2010 | Customer Dispute | Settled | $44,585.90 | $0.00 | See FINRA Report |
| Benjamin Pogofsky | 4658485 | 1 | 07/28/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Man Tat Tai | 4534776 | 1 | 06/03/2010 | Customer Dispute | Settled | $20,013.60 | $0.00 | See FINRA Report |
| David Scott Garfin | 2954319 | 1 | 05/26/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Gordon Maurice Sommer | 734424 | 1 | 05/25/2010 | Customer Dispute | Settled | $38,846.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 04/06/2010 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |