Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd J Vander Veer | 5136041 | 2 | 04/04/2011 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Adrian Fredrick Schulz | 5079240 | 4 | 02/18/2011 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Oskar Agaronov | 4819383 | 4 | 02/04/2011 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Skye Taber | 4713643 | 2 | 01/10/2011 | Customer Dispute | Settled | $30,747.90 | $0.00 | See FINRA Report |
| Anthony Robert Anzalone | 2238602 | 4 | 12/16/2010 | Customer Dispute | Settled | $15,781.00 | $0.00 | See FINRA Report |
| Anthony Robert Anzalone | 2238602 | 4 | 11/18/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jason L Bunin | 3161241 | 1 | 11/17/2010 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |
| Joel Kaufman | 827154 | 1 | 11/03/2010 | Customer Dispute | Settled | $612,360.00 | $0.00 | See FINRA Report |
| Sabine J de Weijer | 5202156 | 1 | 10/28/2010 | Customer Dispute | Settled | $6,116.00 | $0.00 | See FINRA Report |
| Bruce Goodwin Ledoux | 2272833 | 1 | 09/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |