Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul David Arbitman | 2203512 | 1 | 12/28/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Sean Anthony Gomez | 4813542 | 1 | 12/08/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Richard Ward | 4500701 | 4 | 10/21/2011 | Customer Dispute | Settled | $30,600.00 | $0.00 | See FINRA Report |
| Temur Dranker | 4921182 | 4 | 09/21/2011 | Customer Dispute | Settled | $20,002.40 | $0.00 | See FINRA Report |
| Daniel Joseph Salsberg | 1552124 | 2 | 08/16/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Stephen Howard Gold | 2988886 | 1 | 08/01/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Howard Steven Rowen | 2153771 | 4 | 07/07/2011 | Customer Dispute | Settled | $24,070.30 | $0.00 | See FINRA Report |
| Keith Richard Ward | 4500701 | 4 | 06/28/2011 | Customer Dispute | Settled | $30,630.50 | $0.00 | See FINRA Report |
| Emily Lennox Richardson | 4908645 | 1 | 06/23/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick Joseph Schultz | 1987284 | 3 | 06/01/2011 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |