Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott William Soules | 2417927 | 2 | 08/28/2012 | Customer Dispute | Settled | $34,073.50 | $0.00 | See FINRA Report |
| Kamran Mahmood | 4514514 | 3 | 07/25/2012 | Customer Dispute | Settled | $30,558.10 | $0.00 | See FINRA Report |
| Edwin Voeller | 2170573 | 1 | 06/18/2012 | Customer Dispute | Settled | $10,580.00 | $0.00 | See FINRA Report |
| John Nicholas Witry | 2441683 | 1 | 06/18/2012 | Customer Dispute | Settled | $10,580.00 | $0.00 | See FINRA Report |
| Chad M Konner | 4255495 | 2 | 05/18/2012 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Samantha Crouse Philip | 5467101 | 1 | 04/10/2012 | Customer Dispute | Settled | $10,150.00 | $0.00 | See FINRA Report |
| George Brakatselos | 3140018 | 1 | 03/29/2012 | Customer Dispute | Settled | $8,383.91 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 02/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Freeman Leung | 2547382 | 1 | 02/15/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Raul Capetillo | 5733058 | 1 | 01/26/2012 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |