Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Dembo | 2555560 | 4 | 04/29/2013 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Ralph E Wagoner | 3177692 | 1 | 03/21/2013 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Michael C Lyons | 2902117 | 4 | 03/20/2013 | Customer Dispute | Settled | $21,437.50 | $0.00 | See FINRA Report |
| Jeffrey Michael Diefenthaler | 3110875 | 1 | 03/12/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Vivek Mahajan | 2417802 | 3 | 03/07/2013 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Kurt Kleinle | 2472261 | 3 | 01/28/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Kearney | 3181811 | 1 | 01/25/2013 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Daniele Driscoll | 1040196 | 3 | 01/25/2013 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Kristin E Nourse | 3247714 | 1 | 12/12/2012 | Customer Dispute | Settled | $197,960.00 | $0.00 | See FINRA Report |
| Philip D Tefarikis | 5453162 | 1 | 10/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |